17-03013 | 11/09/2021 | Claimant(s): Laurie Diamond Claimant Lawyers(s): Laurie E. Diamond Respondent(s): Morgan Stanley, Wells Fargo Advisors, Jeffrey Van Demark Respondent Lawyers(s): Andrew R. Park, Irisa Chen, Patricia E. Cowart Arbitrator(s): Pamela H Roderick, Camille S. Cooper, Michael S. Perinelli Hearing Site: New York, NY
| | Expungement |
20-03296 | 10/22/2021 | Claimant(s): Andrew Chisholm Claimant Lawyers(s): Jason J. Kane Respondent(s): Ameriprise Financial Services, Michael Cooper Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Camille S. Cooper, Ellyn S. Roth, Charlane Brown Hearing Site: New York, NY
| | $0 |
18-02740 | 11/25/2020 | Claimant(s): Finitive LLC, North Capital Private Securities Corpora Claimant Lawyers(s): Martin H. Kaplan Respondent(s): CleanCapital LLC, Jon Barlow Advisory LLC Respondent Lawyers(s): Kimberly A. Havlin, Martin H. Kaplan Arbitrator(s): Michael J. Maran, Camille S. Cooper, Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |
14-02932 | 05/26/2017 | Claimant(s): DGP, The Donald G. Partrick, Sr. 2012 Irrevoc, The Partrick Family 2012 Irrevocable Tru Claimant Lawyers(s): Thomas J. McNamara Respondent(s): Christopher Walkley, Morgan Stanley Respondent Lawyers(s): Agnesa Mahmudi Arbitrator(s): William G. Binckes, Camille S. Cooper, John Franklin Udochi Hearing Site: New York, NY
| | Expungement |
16-00095 | 03/23/2017 | Claimant(s): Christopher Rice Claimant Lawyers(s): Steven G. Legum Respondent(s): Andrew Lavenziano, Shane Melito, Upinder Sharma Respondent Lawyers(s): Andrew C. Lavenziano, Matin P. Unger, Upinder Kumar Sharma Arbitrator(s): Camille S. Cooper, David A. Schwarz, Robert Elliot Harrison Hearing Site: New York, NY
| | $0 |
13-00303 | 06/20/2016 | Claimant(s): Jerzy Mendelka, JM Property SP Z.O.O. SP K, NDV Investment Company Claimant Lawyers(s): Jerzy Mendelka Respondent(s): Penson Financial Services. Respondent Lawyers(s): Virginia C. Palitz Arbitrator(s): William G. Binckes, Camille S. Cooper, Benjamin D. Krause Hearing Site: New York, NY
| | $0 |
10-02046 | 08/25/2011 | Claimant(s): Maurice Rosen Claimant Lawyers(s): Richard A. Roth Respondent(s): Edward Short, EKN Financial Services Inc. Respondent Lawyers(s): Bradley D. Schnur, Mark J. Astarita Arbitrator(s): Neil G. Gargiulo, Camille S. Cooper, Jettie K. Thomas Hearing Site: New York, NY
| | $0 |