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FINRA Awards for Hugh J. Moore

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0372107/31/2012Claimant(s): Corery Price
Claimant Lawyers(s): Corery L. Price
Respondent(s): ING Direct Investing.
Respondent Lawyers(s): C. Dean Little
Arbitrator(s): Bill Swinford, Hugh J. Moore, Mary Neil Price
Hearing Site: Nashville, TN
Checkmark Icon$0
08-0131404/01/2010Claimant(s): Lida Bryan, Estate of William Coleman Bryan,Deceased
Claimant Lawyers(s): John A. Lucas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Fred W. Beesley, Hugh J. Moore, W. Bruce Franklin
Hearing Site: Nashville, TN
Checkmark Icon$0
07-0350511/24/2008Claimant(s): Russell Clark, Pauline Clark Revocable Trust
Claimant Lawyers(s): James H. Penick
Respondent(s): John Fortenberry, Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Chet Roberts, David B. Coates, Hugh J. Moore
Hearing Site: Little Rock, AR
Checkmark Icon$0
07-0291710/30/2008Claimant(s): Gertrude McLean
Claimant Lawyers(s): Robert G. McLean
Respondent(s): Matthew Clark, Morgan Keegan & Company., Timothy Dumas
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Hugh J. Moore
Hearing Site: Little Rock, AR
Checkmark Icon$500
07-0195305/28/2008Claimant(s): Lisa Hart
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Signator Investors.
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz
Hearing Site: Memphis, TN
Checkmark Icon$42,859

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