Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00943 | 08/06/2018 | Claimant(s): Vincent Chu Claimant Lawyers(s): Vincent Chu Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Robert Charkovsky Hearing Site: Washington, DC |  | $375 |
| 17-03323 | 06/12/2018 | Claimant(s): Christine Petraglia Claimant Lawyers(s): Christine Petraglia Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): William G. Binckes Hearing Site: New York, NY | | $0 |
| 18-00027 | 06/07/2018 | Claimant(s): Huy Hoang Claimant Lawyers(s): Huy Ngoc Hoang Respondent(s): E*Trade Securities LLC, E*Trade Futures LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | | $300 |
| 17-02357 | 06/06/2018 | Claimant(s): Seval Oz Claimant Lawyers(s): Seval F. Oz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Fern M. Laethem Hearing Site: San Francisco, CA | | $1,592 |
| 17-02678 | 05/14/2018 | Claimant(s): Brian Evans Claimant Lawyers(s): Brian Keith Evans Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Helen Marinak Blohm, William W. Haskell, Gregory M. Scanlon Hearing Site: Honolulu, HI | | Dismissed by Rule 12206 |
| 17-01608 | 04/19/2018 | Claimant(s): John A. Pacifico Roth IRA Claimant Lawyers(s): John Pacifico Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | | $0 |
| 17-00778 | 04/13/2018 | Claimant(s): Mark Speck, Tonya Speck Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Mary E. Woytek, Mona Koppel Mitnick, Christopher M. McMurray Hearing Site: Washington, DC | | $0 |
| 17-03066 | 03/22/2018 | Claimant(s): Borhan Darmal Claimant Lawyers(s): Borhan Darmal Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC | | $310 |
| 17-00229 | 01/08/2018 | Claimant(s): Philippe Damiba Claimant Lawyers(s): Philippe Damiba Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Susan E. Harkins, Sam Antar, Ernesto V. Luzzatto Hearing Site: New York, NY | | $0 |
| 17-01272 | 01/03/2018 | Claimant(s): David Appel, Gimme Shelter Claimant Lawyers(s): David W. Appel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): David S. Billet, Timothy A Meigher, Martin A. Edelstein Hearing Site: Albany, NY | | Dismissed by Rule 12206 |