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FINRA Awards for E*Trade Securities LLC

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Displaying 261-262 out of 262 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0238808/07/2007Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Robert Pebbles
Respondent Lawyers(s): Robert Pebbles
Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$0
06-0256807/20/2007Claimant(s): George Salemo, George and Jeffery Salemo TLC
Claimant Lawyers(s): George Salemo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Maxel (Bud) B. Silverberg, Russell H Hairston, Jill M. Zacha
Hearing Site: Dallas, TX
Checkmark Icon$0

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