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FINRA Awards for Jason A. Archinaco

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0366005/02/2013Claimant(s): Felicia Jones
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): James Schwantner, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Kenneth E. Meister, Susan P. MacFarlane
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
Checkmark IconExpungement
09-0602209/22/2011Claimant(s): Dallas Blagg, Robyn Ward-Blagg
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Robert J. Gregory, James Douglas Haigh, Sam Adatto Kayem
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0183301/20/2011Claimant(s): Susan Green, William Green
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mary Beth Hogan
Arbitrator(s): Ron Pekoe, Peter F. Crowell, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$600

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