FINRA Awards for Thomas B. Corey

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02423	12/26/2018	Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV Claimant Lawyers(s): Matthew Skidmore Respondent(s): Morgan Stanley, Michael Cooper Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou Hearing Site: Raleigh, NC		$0
14-00484	08/22/2014	Claimant(s): Dana and Susan Goodrich Claimant Lawyers(s): Dana C. Goodrich Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD		$163
12-02542	05/09/2014	Claimant(s): Robert Reynolds Claimant Lawyers(s): David J. Stone Respondent(s): Morgan Stanley Respondent Lawyers(s): Lisa M. Bertain Arbitrator(s): Jim Geiger, Thomas B. Corey, Thomas J. Dolina Hearing Site: Baltimore, MD		Expungement
12-03412	03/31/2014	Claimant(s): Albert Clark, Victoria Clark Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Peter Maller, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Schaffner Arbitrator(s): Thomas B. Corey, Samuel A. Alward, Stephan Paul Carrier Hearing Site: Baltimore, MD		$0