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FINRA Awards for Stephen B. Wexler

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0094902/12/2010Claimant(s): Vijay Reddy
Claimant Lawyers(s): William B. Young
Respondent(s): Shondeep Balchandani, NSM Securities.
Respondent Lawyers(s): Stephen B. Wexler
Arbitrator(s): J. Porter McClean, Gayle B. Carlson, Frank William Savino
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0294503/12/2009Claimant(s): Michael Casey
Claimant Lawyers(s): Michael W. Casey
Respondent(s): Kraig Pivnick, Michael Nocella, Wunderlich Securities.
Respondent Lawyers(s): Kraig Barrence Pivnick, Lori H. Patterson, Stephen B. Wexler
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
Checkmark Icon$0
06-0355108/17/2007Claimant(s): Amy Bakowski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Broad Street Securities., Leonard & Company, McClellan Capital
Respondent Lawyers(s): David A. Sebastian, Stephen B. Wexler, The Company President
Arbitrator(s): Norman A. Samson, Mark Scarr, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0

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