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FINRA Awards for John Bersin

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Displaying 81-90 out of 94 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0240503/17/2008Claimant(s): Leonard W. Krouner
Claimant Lawyers(s): Leonard W. Krouner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lester G. Stiel
Hearing Site: San Diego, CA
Checkmark Icon$2,475
03-0803502/27/2008Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Christina Renee Suh & Cameron Razavi
Respondent Lawyers(s): Christina R. Suh
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0175202/25/2008Claimant(s): Ray Debarbieris
Claimant Lawyers(s): Ray E. Debarbieris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): W. William Harness
Hearing Site: New Orleans, LA
Checkmark Icon$2,425
07-0209502/19/2008Claimant(s): Stephen S. Francis
Claimant Lawyers(s): Stephen S Francis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
Checkmark Icon$213
07-0210202/12/2008Claimant(s): Donald Storer
Claimant Lawyers(s): Donald Storer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
Checkmark Icon$38
07-0199802/08/2008Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I. Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s):
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0180802/08/2008Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Raymond Wade Henney, James L. Karpen, Dale Frederick Feigley
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0108802/05/2008Claimant(s): Richard Oppong
Claimant Lawyers(s): Lee Boothby
Respondent(s): E*Trade Securities LLC, E*Trade Bank
Respondent Lawyers(s): John Bersin
Arbitrator(s): Walter Peterson, Michael J. Henke, Jane C. Carney
Hearing Site: Washington, DC
Checkmark Icon$225
07-0049001/25/2008Claimant(s): Sushila Patel
Claimant Lawyers(s): Viren R. Patel
Respondent(s): E*Trade Securities LLC, Naniben Patel
Respondent Lawyers(s): John Bersin, Naniben Patel
Arbitrator(s): Anne H. Orr
Hearing Site: Atlanta, GA
Checkmark Icon$0
07-0006812/03/2007Claimant(s): Mehrdad Pourfarhadi
Claimant Lawyers(s): Marcell Rose Anthony
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kevin R. McDermott, W. Sean Kelleher, Daniel R. LaMacchia
Hearing Site: Columbus, OH
Checkmark Icon$0

94 Results

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