Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02115 | 05/17/2016 | Claimant(s): Moussa Sarwa, Touneh Sarwa Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Betty Chen, Stephen M. Schaedtler, Mary Julia O'Connell Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 12-04298 | 09/10/2014 | Claimant(s): Rajinder Bhatia Claimant Lawyers(s): Alice Holly Oshins Respondent(s): Ameriprise Financial Services., Jared Cohen Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Alfred H. Kingon, James M. Rhodes, Stephen M. Schaedtler Hearing Site: New York, NY | | Expungement |
| 10-05823 | 04/30/2014 | Claimant(s): Judith Glaser Claimant Lawyers(s): Theodore M. Davis Respondent(s): Robert Ainbinder, First Montauk Securities Corp. Respondent Lawyers(s): Robert I. Rabinowitz, Todd A. Zuckerbrod Arbitrator(s): Hugh N. Fryer, Myrna E. DeJesus, Stephen M. Schaedtler Hearing Site: New York, NY | | Expungement |