FINRA Awards for Sherrill Ruth Austin

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03401	06/17/2016	Claimant(s): Marek Tchorzewski Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Louis H. Miron, Sherrill Ruth Austin, Jay Alan Kranis Hearing Site: Newark, NJ		$27,927
12-03948	05/05/2014	Claimant(s): Estate of Matteo Mosca Claimant Lawyers(s): Chad N. Cagan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Edith M. Novack, Linda J. Baer, Sherrill Ruth Austin Hearing Site: Newark, NJ		Expungement
12-00738	03/12/2013	Claimant(s): Constantine A. Makris and Suzanne Makris Claimant Lawyers(s): Kirk G. Smith Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregg Garneau Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Sherrill Ruth Austin Hearing Site: Newark, NJ		Expungement
11-00260	10/16/2012	Claimant(s): Jill Goldman, The Goldman Family 2007 Irrev. Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Hugh Wallschleger, R. Seelaus & Co.. Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Michael Fischetti, Robert E. Anderson, Sherrill Ruth Austin Hearing Site: Newark, NJ		Stipulated Award and Expungement