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FINRA Awards for Clive I. Morrick

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0164212/12/2018Claimant(s): Congregation Machzikei Hadas
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Ted M. Rosen, Clive I. Morrick, Deborah Nadine Kaminer
Hearing Site: New York, NY
Checkmark Icon$0
15-0318508/09/2018Claimant(s): Sukhminder Pannu and Prabhjot Dillion
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Keith Roberts, Clive I. Morrick, Michele S. Riley
Hearing Site: New York, NY
Checkmark Icon$0
17-0077302/27/2018Claimant(s): St. Anel Saint-Vilus
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Clive I. Morrick, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$0

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