| 06-03145 | 04/30/2008 | Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et
Claimant Lawyers(s): Alan R. Perry
Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens
Hearing Site: Boca Raton, FL
|  | $0 |
| 07-01431 | 02/22/2008 | Claimant(s): Jean Locascio and Sandy White
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Raymond Burghard, Trident Partners, Ltd.
Respondent Lawyers(s): John E. Lawlor, Raymond Burghard
Arbitrator(s): Michael J. McAllister, Charles S. Guggenheimer, Howard L. Greenberger
Hearing Site: New York, NY
| | $120,000 |
| 07-01426 | 12/21/2007 | Claimant(s): Kerry Meyer, William Kreyenhagen
Claimant Lawyers(s): Lori A. Ross
Respondent(s): Robert Hogsette, Dawson Corporation, Ltd., Dawson Wealth Management Agency., Multi-Financial Securities.
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Charles D. Underwood
Hearing Site: Cincinnati, OH
| | $37,154 |
| 06-04316 | 12/12/2007 | Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings
Claimant Lawyers(s): General Counsel, Yan Hong Zhao
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Jason Gordon
Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | $0 |
| 06-00299 | 09/12/2007 | Claimant(s): Tango Fashions Trading, Ltd.
Claimant Lawyers(s): David H. Fromm
Respondent(s): Jon Lee
Respondent Lawyers(s): Jon Lee
Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
