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FINRA Awards for Charles Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0014507/18/2023Claimant(s): Charles Smith, Selrahc Ltd Partnership
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Richard Borgner
Respondent Lawyers(s): Charles M. O'Rourke, Jamie John Worden, Richard Reiss Borgner
Arbitrator(s): Mary Elizabeth Skelnik, Derry Olive Wilcox, Blake William Cole
Hearing Site: Birmingham, AL
Checkmark Icon$1,665,500
16-0338501/19/2018Claimant(s): Richard Ausfahl
Claimant Lawyers(s): John A. Brinkley
Respondent(s): Charles Smith, David Hyman, Gregory Smith, G.L.S. & Associates.
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): D. Bruce Shine, Harry G. Mason, Richard K. Smith
Hearing Site: Nashville, TN
Checkmark Icon$0
08-0166210/16/2009Claimant(s): Charles Smith
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
Checkmark Icon$0

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