Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00294 | 10/08/2019 | Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 19-00296 | 10/07/2019 | Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK | ||
| 08-03834 | 12/10/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Bradley Stipp Respondent Lawyers(s): Fred B. Monroe Arbitrator(s): Charles Glass Smith, Barry M. Cheren, Kenneth B. Orenbach Hearing Site: Charlotte, NC |