| 12-03307 | 09/16/2014 | Claimant(s): Mounang Desai, U&M Desai Ltd.
Claimant Lawyers(s): Glenn R. LeMay
Respondent(s): Eric Foster, Michael Morris, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Eric Foster, Maranda E. Fritz
Arbitrator(s): James Sean Healey, John K. Boyce, Michael S. Wilk
Hearing Site: Houston, TX
|  | $264,450 |
| 13-01167 | 08/13/2014 | Claimant(s): Pelican Holdings, Ltd.
Claimant Lawyers(s): Jason A. Gibson
Respondent(s): Jeffrey Taylor, Vanguard Marketing Corporation
Respondent Lawyers(s): Joshua R. Dutill
Arbitrator(s): Michael S. Wilk, Robert Alan Meyer, Samuel Olutola Akeju
Hearing Site: Houston, TX
| | Expungement |
| 12-03531 | 07/10/2013 | Claimant(s): Charles Hadley, Charles J. Hadley II IRA, Charles J. Hadley & Linda J. Hadley Ten
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Clayton J. Borne, Michael S. Wilk, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | Expungement |
| 10-00781 | 09/13/2011 | Claimant(s): Alice Youngblood
Claimant Lawyers(s): Scott Ellis
Respondent(s): Patrick Hynes, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paul M. Tyrrell
Arbitrator(s): Jonathan Burke Rada, Michael S. Wilk, Michael L. Landrum
Hearing Site: Houston, TX
| | Expungement |
| 09-05472 | 12/02/2010 | Claimant(s): Mary McIntire, Thomas Grant
Claimant Lawyers(s): Eliot D. Shavin
Respondent(s): John Sprague, AFS Brokerage., Evolve Securities., First Midamerica Investment Corporation, Sprague Captial Management Group
Respondent Lawyers(s): David A. Calhoun, Douglas Hemke, Kenneth Shade, CCO, Patrick Lanier, Phillips A. Danks
Arbitrator(s): Linda Broocks, William S. Hopkins, Michael S. Wilk
Hearing Site: Houston, TX
| | $261,300 |
| 09-00846 | 10/29/2010 | Claimant(s): Ratree Luesiri, William Morehead
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Wachovia Securities, Donald Elster, John Caram, Marco Lloyd
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Selenne Calhamer, Michael S. Wilk, Mary Esther Escobedo
Hearing Site: Houston, TX
| | $0 |
