| 14-03139 | 11/11/2016 | Claimant(s): Cynthia Freeman, Ronald Freeman
Claimant Lawyers(s): Timothy Feil
Respondent(s): Olori Hamilton
Respondent Lawyers(s): Olori Dennis Hamilton
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
|  | $356,300 |
| 15-01033 | 09/21/2016 | Claimant(s): Kent Hale, Kent Hale IRA
Claimant Lawyers(s): H. Grady Terrill
Respondent(s): Robert Yasnis, Buckman, Buckman & Reid.
Respondent Lawyers(s): Lawrence R. Gelber, Michael D. Handelsman
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 15-02214 | 08/30/2016 | Claimant(s): Darra Munn
Claimant Lawyers(s): Michael D. Mosher
Respondent(s): Wells Fargo Advisors, Dana Napier
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s):
Hearing Site: Dallas, TX
| | $0 |
| 15-01537 | 04/21/2016 | Claimant(s): Francis Freeman
Claimant Lawyers(s): Vincent J. Booth
Respondent(s): Wells Fargo Advisors, David Matty
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Lawrence R. Maxwell, Coleman Robert Perry, Michael S. Yauch
Hearing Site: Dallas, TX
| | $0 |
| 14-02864 | 04/05/2016 | Claimant(s): Ashley Lowe, James "Russell" Fregia, Larry Lowe, Laura Lowe, Maxine Fregia, Melissa Prasek, Mike Prasek, Nathan Lowe, Cycast LTD, El Rey Salt Company.
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Southwest Securities., Wade Lawrence
Respondent Lawyers(s): Corbet F. Bryant, Wade Lawrence
Arbitrator(s):
Hearing Site: Dallas, TX
| | $167,737 |
| 14-01760 | 03/23/2016 | Claimant(s): Christus Health
Claimant Lawyers(s): Jason W. Burge
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew J. Ehrlich
Arbitrator(s):
Hearing Site: Dallas, TX
| | $0 |
| 15-00669 | 03/21/2016 | Claimant(s): Castaway LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s): Phillip Lee Scheldt, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 14-02286 | 03/18/2016 | Claimant(s): Carol Craig
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Southwest Securities., John Coyle
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Robert J. Gregory, Gerald Ray Waterston, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | $2,500 |
| 13-01406 | 03/08/2016 | Claimant(s): Stephanie Cover Revocable Trust, Sarah, The Stephanie Cover Rev. Trust
Claimant Lawyers(s): Kristine Arlitt, William D. Crist
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): James P. Kinkade, Andrea U. Calve, Sherrie R. Abney
Hearing Site: Dallas, TX
| | $0 |
| 15-00060 | 01/15/2016 | Claimant(s): Sharon Boyd
Claimant Lawyers(s): Sharon K. Boyd
Respondent(s): Morgan Stanley DW Inc., Todd Leake
Respondent Lawyers(s): Christine A. Kendrick, Jeffrey I. Nicodemus
Arbitrator(s): Ann Blaess Kimball, Lewis W. Pollok, C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
