18-02898 | 01/24/2019 | Claimant(s): Jerry LaMaack Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Feltl & Company Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Joan L. Volz Hearing Site: Minneapolis, MN
| | $45,572 |
18-02793 | 01/07/2019 | Claimant(s): IRA FBO Jerry Lee LaMaack Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Feltl & Company Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Steven M. Bialick Hearing Site: Minneapolis, MN
| | $17,418 |
17-00712 | 06/06/2018 | Claimant(s): Kirk Nelson Claimant Lawyers(s): Richard B. Fosher Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Murray S. Levin, Philip J. Glick, Mary C. Davis Hearing Site: Omaha, NE
| | $216,490 |
14-00954 | 07/01/2015 | Claimant(s): Athrea Hedrick, Grace Brown, Estate of Sidney E. Berquam, Sidney E. Berquam Revocable Trust Claimant Lawyers(s): Steven M. Phillips Respondent(s): Mark Holt Respondent Lawyers(s): Mark D. Holt Arbitrator(s): Richard A. Mosman, Thomas J. Gmeinder, Lavon C. Phillips Hearing Site: Minneapolis, MN
| | $497,190 |
11-02606 | 06/03/2014 | Claimant(s): Lee Benz Claimant Lawyers(s): Richard Sacks Respondent(s): Glen Darmos, Shelley Davenport, Berthel, Fisher & Company Financial Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Larry C. Kreul, Stuart Sinai, William M. Azkoul Hearing Site: Detroit, MI
| | $300,000 |
12-04315 | 08/12/2013 | Claimant(s): Christine Cooperman, Clyde Cooperman, Paul Seyb, Wendy Seyb Claimant Lawyers(s): Kristian P. Kyros Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Kevin D. Hofman, Jeffrey A. Schuh, Brett W. Olander Hearing Site: Minneapolis, MN
| | Expungement |
12-01075 | 05/14/2013 | Claimant(s): Diane Hunt Claimant Lawyers(s): David W. Miller Respondent(s): Dougherty & Company LLC Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Joseph C. Roberts, Thomas R. Dreiling, Jerome O. Cohen Hearing Site: Seattle, WA
| | Expungement |
07-02229 | 03/11/2009 | Claimant(s): Katherine Knutson Claimant Lawyers(s): Steven M. Phillips Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): John W. Shaw Arbitrator(s): Douglas Randall Blohm, James H. Colburn, Edward C. Oliver Hearing Site: Minneapolis, MN
| | $4,423,080 |