| 16-00522 | 10/06/2016 | Claimant(s): Susan Holland
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): James Kraatz
Respondent Lawyers(s): Lisa M. Serra
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
|  | $0 |
| 15-00014 | 08/24/2016 | Claimant(s): Albert Febbo, Anthony Bonner, Barbara Brown, Beck Demery, Betty Markey, Bryan Solt, Carol Cutler, Charles Katko, Dana Shanbrom, David Bonner, David Wesenberg, Debi Howe, Diane Crivella, Erwin Billig, Frederick Allor, Gary Lannen, George Fetsco, Harlan Blomquist, Harold Sperlich, Jacqueline Wojas, et al
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Michele Renee Zinn
Hearing Site: Detroit, MI
| | Expungement |
| 14-02448 | 08/22/2016 | Claimant(s): Roger A. Papa Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Timothy J. Currier, Michael J. Meeusen, Benjamin A. Kerner
Hearing Site: Detroit, MI
| | $0 |
| 15-02472 | 04/14/2016 | Claimant(s): Clyde Olivero
Claimant Lawyers(s): John A. Hubbard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $10,000 |
| 15-01526 | 04/12/2016 | Claimant(s): William Ziegler
Claimant Lawyers(s): William J Ziegler
Respondent(s): Jason Van Duyn
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 15-02806 | 03/16/2016 | Claimant(s): Clark Ver Hulst
Claimant Lawyers(s): Clark Ver Hulst
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | $0 |
| 13-01947 | 02/16/2016 | Claimant(s): Louis Ferris, Ferris Children Master Fund, Louis Ferris Irrev Trust FBO A. Ferris, Louis Ferris Irrev Trust FBO C. Ferris, Louis Ferris Irrev Trust FBO J. Ferris, Louis Ferris Irrev Trust FBO L. Ferris, Louis Ferris Irrev Trust FBO R. Ferris, WBNA Collateral Account FBO Louis Ferris
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Wells Fargo Advisors, Steven Zatkin
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Melissa B. VanDam, Melody Ann Werner, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $0 |
| 14-00620 | 02/09/2016 | Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
| | Expungement |
| 14-02604 | 01/22/2016 | Claimant(s): Daniel Fleming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Anthony Lodati, President
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $241,940 |
| 14-03236 | 01/08/2016 | Claimant(s): Michelle Brown
Claimant Lawyers(s): Howard Wallach
Respondent(s): Cary Stevens, Thomas Salvati, Stevens Investments, The Salvati Insurance Group.
Respondent Lawyers(s): Carey C. Stevensorate Office, David L. Mazur
Arbitrator(s):
Hearing Site: Detroit, MI
| | $256,000 |
