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FINRA Awards for Elizabeth M. Hill

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0300411/06/2015Claimant(s): Donte McClellon
Claimant Lawyers(s): John A. Bender
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Imants J. Leskinovitch, Lawrence E. Little, Ann Sattler
Hearing Site: Seattle, WA
Checkmark Icon$0
14-0327110/01/2015Claimant(s): Pearl Creath
Claimant Lawyers(s): Pearl Creath
Respondent(s): Evaughn Branham-Ferrero, J.P. Morgan Securities, Keith Parks
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0140509/15/2015Claimant(s): Koko Flowers, Thomas E. Flowers Charitable Trust, Koko Fujita Charitable Trust dd 12/31/96, Thomas E. Flowers & Koko Fujita Trust, Thomas E. Flowers Trust dd 9/29/1999
Claimant Lawyers(s): Ann McFarland Draper
Respondent(s): David Gillimore, U.S. Bancorp Investments.
Respondent Lawyers(s): Abe Lampart, Elizabeth M. Hill
Arbitrator(s): Kathryn J. Toronto, Robert M. Smith, Sterling N. Frost
Hearing Site: San Francisco, CA
Checkmark Icon$0
14-0253307/08/2015Claimant(s): Selissia Edwards
Claimant Lawyers(s): Adam Gana
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
Checkmark IconExpungement
11-0123603/18/2015Claimant(s): Angela Polito, Antonio Polito
Claimant Lawyers(s): Andrew J. Schatkin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark IconExpungement
13-0309009/26/2014Claimant(s): Adam Cheven, Jennie Cheven
Claimant Lawyers(s): John E. Lawlor
Respondent(s): James Steck, J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
Checkmark Icon$65,418
11-0342604/03/2013Claimant(s): Gerald Kahn
Claimant Lawyers(s): Shlomo G. Dickerman
Respondent(s): Chase Investment Services Corp., Vidya Jaggernauth
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
Checkmark Icon$0
11-0466703/11/2013Claimant(s): Bethany Bedtelyon
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0342808/27/2012Claimant(s): Arik Borohov
Claimant Lawyers(s): Todd A. Gabor
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Paul Weinberg
Hearing Site: New York, NY
Checkmark IconExpungement
11-0158505/15/2012Claimant(s): Roberta Eaton, Rondal Eaton Trust
Claimant Lawyers(s): Zachary J. Eichel
Respondent(s): Chase Investment Services Corp., Jeffrey Roache
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Allan Weiss, Raymond M. Kirtley, William Lawrence Spellman
Hearing Site: Indianapolis, IN
Checkmark Icon$0

19 Results

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