| 10-01533 | 08/30/2011 | Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Terry Metzger, Moors & Cabot.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-06496 | 06/17/2011 | Claimant(s): Metal Finishing Association of S. CA
Claimant Lawyers(s): William B. Young
Respondent(s): Wachovia Securities, Evergreen Investment Services.
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Robert D. Sussin, George L. Tindall, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
| 08-03742 | 12/18/2009 | Claimant(s): Arnold P. Jonas and Emma M. Jonas
Claimant Lawyers(s): Robert A. Peterson
Respondent(s): WAMU Investments., Robert Fogarty, AIG Annuity Insurance Company
Respondent Lawyers(s): Dan Marmalefsky, Stephanie L. Johnson
Arbitrator(s): Alan Stamm, Martin Mandel, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
| | $0 |
