| 09-03423 | 01/30/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Peter Cunningham
Respondent Lawyers(s): Peter Kevin Cunningham
Arbitrator(s): Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 09-03806 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Richard Walker
Respondent Lawyers(s): Richard Cameron Walker
Arbitrator(s): Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 09-01007 | 09/25/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Hodgins
Respondent Lawyers(s): James Paul Hodgins
Arbitrator(s): Robert Bruce MacDonald, George Frederick Garris, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 08-01267 | 02/09/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Antonio Fontana
Respondent Lawyers(s): William F. Clark
Arbitrator(s): Kathryn L. Krebs, Carol Jeanne Medof, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 08-01772 | 01/22/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Richard Gomez
Respondent Lawyers(s): Richard C. Gomez
Arbitrator(s): James P. Murphy, Robert Bruce MacDonald, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 07-02566 | 08/29/2008 | Claimant(s): GunnAllen Financial.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Poutre, II, Shlomi Eplboim
Respondent Lawyers(s): Michael Poutre, Shlomi Eplboim
Arbitrator(s): Robert Taylor, Blaine Smith, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 06-05355 | 12/05/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ross E. Noble
Respondent(s): Frank Parlato
Respondent Lawyers(s): Frank C. Parlato
Arbitrator(s): James P. Murphy, George Frederick Garris, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 07-01644 | 11/16/2007 | Claimant(s): Joseph Padilla
Claimant Lawyers(s): Irving M. Einhorn
Respondent(s): Empire Financial Group.
Respondent Lawyers(s): Gary A. Klein
Arbitrator(s): Luther Delano Prater, David Maurer, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 06-03185 | 08/20/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Elias Lopez-Hakimian
Respondent Lawyers(s): Daniel L. Hitzke
Arbitrator(s): Dennis A. Torres, Robert C. Albini, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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