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FINRA Awards for Mark Cuccaro

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0171903/04/2013Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Mark Cuccaro
Respondent(s): Gerald Gregor
Respondent Lawyers(s): Gerald J. Gregor
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0182505/25/2012Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ian Kass, Delaney Equity Group Llc, Penson Financial Services.
Respondent Lawyers(s): David R. Chase, Mark Cuccaro
Arbitrator(s): Harvey Alan Blicksilver, Philip L. Manczak, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
09-0361803/11/2011Claimant(s): Emma Zilber, Jason Kim, Leon Zilber
Claimant Lawyers(s): George C. Miller
Respondent(s): David Yair, Investscape Inc., Penson Financial Services.
Respondent Lawyers(s): David Yair, Mark Cuccaro, Michael Langnas
Arbitrator(s): Edward Baer, Howard D. Jacob, Joel C. Keilson
Hearing Site: New York, NY
Checkmark Icon$0

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