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FINRA Awards for Mark Cuccaro

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0148910/12/2018Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Mark Cuccaro
Respondent(s): Burnham Securities
Respondent Lawyers(s): William Nolan Sheehan
Arbitrator(s): Aubrey Lees
Hearing Site: New York, NY
09-0555605/21/2010Claimant(s): John Sellers
Claimant Lawyers(s): John Garnet Sellers
Respondent(s): Donald Wojnowski, Steven Rabinovici, Empire Financial Group., Empire Investment Advisors., Jesup & Lamont Inc., Jesup & Lamont Securities Corp, Penson Financial Services.
Respondent Lawyers(s): Mark Cuccaro, Todd A. Zuckerbrod
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL

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