11-03614 | 08/08/2013 | Claimant(s): The Estate of James M. Grisebaum Claimant Lawyers(s): Eric Lipper Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): Thomas A. Martin, Juanita D. McKethan, Brian James Tagtmeier Hearing Site: Houston, TX
| | Expungement |
11-00156 | 08/16/2012 | Claimant(s): Linda Westerfield, William Westerfield Claimant Lawyers(s): Lance C. McCardle Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spailina Arbitrator(s): Charles H. Peterson, Francis Frank Fontenot, Brian James Tagtmeier Hearing Site: New Orleans, LA
| | Expungement |
10-03555 | 02/27/2012 | Claimant(s): John V. D'Aversa as personal rep. Claimant Lawyers(s): John V. D'Aversa, Personal Rep. Respondent(s): Jeff Howard, Jim Lenaghan Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Brian James Tagtmeier Hearing Site: New Orleans, LA
| | $0 |
09-02644 | 07/23/2010 | Claimant(s): Michael Jamail Claimant Lawyers(s): George Michael Jamail Respondent(s): Byron Meads, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ellen B. Sessions Arbitrator(s): Kathy R. Holler, Sherry R. Wetsch, Brian James Tagtmeier Hearing Site: Houston, TX
| | $0 |
09-02561 | 03/05/2010 | Claimant(s): Rose Weisz Claimant Lawyers(s): Robert E. Goodman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Joshua D. Wallach, Larry J. Craddock, Brian James Tagtmeier Hearing Site: Houston, TX
| | $0 |