| 17-01643 | 03/28/2018 | Claimant(s): Nadia Kilada
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Eric Hernandez
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Morton S. Bunis, Anna Lascar, Brooks White
Hearing Site: New York, NY
|  | $0 |
| 16-02160 | 09/26/2017 | Claimant(s): Linda Kaplan
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Brooks White, Patricia Kathleen Costello, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 16-00079 | 08/10/2017 | Claimant(s): Estate of Louis J. Levy
Claimant Lawyers(s): Richard J. Sillman
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Evonne W.J. Tolbert, John F. Duane, Brooks White
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 14-01085 | 02/19/2016 | Claimant(s): Heather Rockwell, NNN Talavi Corporate Park 9
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Anthony Thompson, NNN Capital Corp.
Respondent Lawyers(s): Anthony W. Thompson, Charles Huang
Arbitrator(s): Irene C. Warshauer, Ira S. Cure, Brooks White
Hearing Site: New York, NY
| | $0 |
| 12-02895 | 05/30/2014 | Claimant(s): Melvin Shapiro and Linda Shapiro
Claimant Lawyers(s): Jospeh A. Sack
Respondent(s): Brian Kaplan, Erik Fiebert, Deutsche Bank Alex.Brown
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Christina Kallas, Arthur M. Handler, Brooks White
Hearing Site: New York, NY
| | Expungement |
