FINRA Awards for John R. Loss

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-04523	10/13/2010	Claimant(s): Marcia Rasmussen, Richard Rasmussen Claimant Lawyers(s): Rodney K. Vincent Respondent(s): Daniel FeltzL Financial Corporation Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): George A. Abbott, Douglas A. Spier, John R. Loss Hearing Site: Omaha, NE		$0
08-00462	03/31/2010	Claimant(s): Robin Visocsky Claimant Lawyers(s): Joel A. Goodman Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Margaret F. Swetman Arbitrator(s): Sandra K. Hummel, Sherry L. Robinson, John R. Loss Hearing Site: Kansas City, MO		$385,650
09-01467	03/31/2010	Claimant(s): Faye Ruback Claimant Lawyers(s): David A. Weintraub Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): John R. Loss, Jeffrey C. Johnson, Rebecca Sue Abell-Brown Hearing Site: Omaha, NE		$0
08-01574	03/20/2009	Claimant(s): Patricia Turner Claimant Lawyers(s): Jason M. Kueser Respondent(s): Glenn Graepel, E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): John E. Sundeen, Arthur F. Dewsberry, John R. Loss Hearing Site: Kansas City, MO		Stipulated Award and Expungement
06-02307	10/15/2008	Claimant(s): Robert J. and Betty J. Treat Claimant Lawyers(s): Bruce D. Oakes Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Natalie T. Furniss Arbitrator(s): Mark D. Sadow, John R. Loss, Jeffrey Caleb Etter Hearing Site: St. Louis, MO		$99,295