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FINRA Awards for David G. Russell

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0362708/04/2011Claimant(s): The Wilhelmina R. Smith Estate, WCR Family Limited Partnership
Claimant Lawyers(s): Fletcher V. Trammell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Robert M. Birenbaum, Arno C. Schwethelm, Phillip M. Renfro
Hearing Site: Houston, TX
Checkmark Icon$555,400
09-0263012/02/2010Claimant(s): James Dunning
Claimant Lawyers(s): Jon Paul Robbins
Respondent(s): Brian Hirsch, Martin Shafiroff, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Joel P. Mellis, Abigail J. Pessen, Stephen J. Patti
Hearing Site: New York, NY
Checkmark Icon$0
05-0055712/04/2008Claimant(s): Daniel Pompilio
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Perry Lee Taylor, Ralph S. Paden, Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0

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