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FINRA Awards for TD Ameritrade.

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Displaying 221-230 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0114811/06/2014Claimant(s): Jesse Ostrow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
Checkmark Icon$213
13-0337211/05/2014Claimant(s): Harold Welser
Claimant Lawyers(s): Harold C. Welser
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0072310/28/2014Claimant(s): Joseph Bonfiglio, Sarah Bonfiglio
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
Checkmark Icon$0
14-0038410/20/2014Claimant(s): Richard Bilbrey
Claimant Lawyers(s): Richard Bilbrey
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
Checkmark Icon$38
14-0047410/17/2014Claimant(s): Douglas Lowy
Claimant Lawyers(s): Douglas C. Lowy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Steven H. Vogel
Hearing Site: Louisville, KY
Checkmark Icon$88
14-0076310/17/2014Claimant(s): Peggy Sheriff
Claimant Lawyers(s): Peggy Sheriff
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jannie Lucas
Arbitrator(s): Frank E. Wolf
Hearing Site: Augusta, ME
Checkmark Icon$0
12-0407310/16/2014Claimant(s): Rose Gugliemetti
Claimant Lawyers(s): Scudder G. Stevens
Respondent(s): TD Ameritrade., TD Bank, USA
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark Icon$13,750
14-0104510/10/2014Claimant(s): Michael Giannone
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
Checkmark Icon$213
14-0100110/07/2014Claimant(s): Andrew Silverman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sanford S. Finder
Hearing Site: Charlotte, NC
Checkmark Icon$213
14-0126410/07/2014Claimant(s): Louis Profera
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana Gloor
Arbitrator(s): Cecilia B. Loving
Hearing Site: New York, NY
Checkmark Icon$300

386 Results

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