| 12-02884 | 05/29/2014 | Claimant(s): Tall Trees
Claimant Lawyers(s): Thomas Burke
Respondent(s): Gary Spitz, Mt Rushmore Securities LLC
Respondent Lawyers(s): Gary Mitchell Spitz
Arbitrator(s): Robin Lynn Berry, Mitchell S. Ostwald, Arocles Aguilar
Hearing Site: San Francisco, CA
|  | $0 |
| 09-00708 | 02/03/2010 | Claimant(s): The Horowitz Family Trust
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Jerry Anderson, E*Trade Securities LLC, Marcus Hernandez, Robert Trent, Steven Christensen
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Robin Lynn Berry, Steven K. McGinnis, John J. Shook
Hearing Site: San Francisco, CA
| | $643,950 |
| 07-01893 | 09/02/2008 | Claimant(s): HGL Consulting/Research LTD, H. George and Angelika M. Lundburg Jt, Lola D. Thomas Trust
Claimant Lawyers(s): Carl H. Osaki
Respondent(s): Charles Sebrell, Dwayne Mukai, Morgan Stanley & Co., Paul Saferstein, Richard Mosko, Robert Tung, Susan Lane
Respondent Lawyers(s): David R. Maurer
Arbitrator(s): Robin Lynn Berry, James K. Hoenig, Gregory M. Scanlon
Hearing Site: Honolulu, HI
| | $0 |
| 05-00937 | 11/27/2007 | Claimant(s): Li Li
Claimant Lawyers(s): Li Li
Respondent(s): Alex Shaw, White Pacific Securities.
Respondent Lawyers(s): Robert T. Sullwold
Arbitrator(s): Robin Lynn Berry, Alan P. Fraser, Dennis Markham Smith
Hearing Site: San Francisco, CA
| | $0 |
| 03-02289 | 08/13/2007 | Claimant(s): Sandra Murray, Charles G. & Sandra Murray Living Trus
Claimant Lawyers(s): Sandra Murray
Respondent(s): Andrew Fairchild, J.P. Morgan Clearing Corp., A.G. Edwards & Sons., Ronald Kabat, PMG Securities Corporation
Respondent Lawyers(s): Andrew J. Fairchild, Henry Wang, Jeffrey W. Coverdell, Ronald S. Kabat
Arbitrator(s): Robin Lynn Berry, Jonathan H. Krotinger, Bradley C. Mitchell
Hearing Site: San Francisco, CA
| | $0 |
