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FINRA Awards for Michael S. Berman

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0412102/18/2020Claimant(s): Rosemary Lanzo
Claimant Lawyers(s): Michael J. Betts
Respondent(s): John Lisowski, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Barry Goldman, Michael S. Berman, John Joseph Neely
Hearing Site: Pittsburgh, PA
Checkmark Icon$500,000
16-0186001/16/2018Claimant(s): Marita Ashmore, Michael Ashmore
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC
Respondent Lawyers(s): John Stewart
Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman
Hearing Site: Pittsburgh, PA
Checkmark Icon$100,000
16-0048510/06/2017Claimant(s): Edward Villella, Mary Villella
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Stephen D Kursman, Michael S. Berman, Joseph Weinkle
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
14-0048112/01/2015Claimant(s): Ernest Hase, Nancy Hase
Claimant Lawyers(s): Adam M. Green
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Kathleen P. Helbig-Hannan, Michael S. Berman, Stuart C. Gaul
Hearing Site: Columbus, OH
Checkmark IconExpungement
11-0091506/22/2012Claimant(s): Grace Seitz, Harry Seitz
Claimant Lawyers(s): Nicholas A. Miller
Respondent(s): Kimberly Fleming, Maryann Siebert, Hefren & Tillotson., Hefren-Tillotson.
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Jeffrey M. Bain, Michael S. Berman, George H. Perich
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement

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