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FINRA Awards for Michael S. Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0293708/02/2016Claimant(s): Herman Kahn
Claimant Lawyers(s): Kelsey Hotchkiss
Respondent(s): NFP Advisor Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Michael P. Marryshow, Michael S. Berman, John P. Abriola
Hearing Site: Pittsburgh, PA
08-0067006/03/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin B. Walker
Respondent(s): Peter Thompson
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci
Hearing Site: Pittsburgh, PA

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