FINRA Awards for Kovack Securities Inc.

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Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03723	08/16/2017	Claimant(s): Ricardo Latta Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Howard N. Kahn, Gary M. Landau, David Rich Hearing Site: Boca Raton, FL
16-03542	06/27/2017	Claimant(s): Michael Newton Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Steven N. Ainbinder, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
13-02548	09/02/2014	Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Walter J. Mathews Respondent(s): Daniel Ascani Respondent Lawyers(s): Daniel Leonard Ascani Arbitrator(s): Steven R. Reininger Hearing Site: Boca Raton, FL
13-03160	08/26/2014	Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Walter J. Mathews Respondent(s): Anthony Diaz Respondent Lawyers(s): Jerome M. Selvers Arbitrator(s): Ronald J. Colombo Hearing Site: Newark, NJ
12-04223	06/27/2014	Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Walter J. Mathews Respondent(s): Respondent Lawyers(s): Arbitrator(s): Joan M. Traub Hearing Site: New York, NY
11-03311	05/29/2012	Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Sean Premock Respondent Lawyers(s): Sean Donald Premock Arbitrator(s): Daniel P. Lund Hearing Site: Ft. Lauderdale, FL
11-02529	02/06/2012	Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Brian Kovack Respondent(s): Charles Coley Respondent Lawyers(s): Charles Harrison Coley Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL
10-03595	03/30/2011	Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Brian Kovack Respondent(s): Marco Caporale Respondent Lawyers(s): Marco A. Caporale Arbitrator(s): James D. Keeney Hearing Site: Tampa, FL