FINRA Awards for Mark Thomas Risner

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00272	08/02/2022	Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Babak Yousefzadeh Respondent(s): Robert Ford Respondent Lawyers(s): Robert Kent Ford Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA
19-03675	01/22/2021	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Michael Martinez Respondent Lawyers(s): Michael Anthony Martinez Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA
16-00688	03/26/2020	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Ghalib Kanji Respondent Lawyers(s): Joseph M. Lovretovich Arbitrator(s): W. Alex King, Kendall C. Reed, Mark T Risner Hearing Site: Los Angeles, CA
18-03421	10/14/2019	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Eric R. Feld Respondent(s): John Wyshak Respondent Lawyers(s): John Charles Wyshak Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA
17-03132	07/27/2018	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason E Murtagh Respondent(s): Michael Frischman Respondent Lawyers(s): Michael Bruce Frischman Arbitrator(s): Mark Thomas Risner Hearing Site: Los Angeles, CA
15-01866	02/13/2018	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Elizabeth H. Lindh Respondent(s): Isidro Miramontes, Miramontes Capital Respondent Lawyers(s): Anthony R. Bisconti, David Harrison Arbitrator(s): Milton N. Gross, Marie Ann Stein, Mark Thomas Risner Hearing Site: Los Angeles, CA