FINRA Awards for William Cavalier

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00730	12/15/2023	Claimant(s): Preston Rosamond Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): William Cavalier, William L. Cravens, John Gary Langford Hearing Site: Dallas, TX
17-01116	06/29/2018	Claimant(s): Wavecrest Securities LLC Claimant Lawyers(s): Amy Conners Respondent(s): Charles Constant Respondent Lawyers(s): John P. Kincade Arbitrator(s): William Cavalier, Edward J. Lynch, Eric Ross Cromartie Hearing Site: Dallas, TX
14-03467	07/14/2017	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Jordan D. Maglich Respondent(s): Brent Yarbrough, Morgan Keegan & Company Respondent Lawyers(s): Jordan D. Maglich, Michael G. Brown Arbitrator(s): Arthur H. Geffen, Ann Blaess Kimball, William Cavalier Hearing Site: Dallas, TX
09-00906	07/25/2011	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Williams Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco Hearing Site: Dallas, TX