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FINRA Awards for Scott Rahn

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0313305/27/2020Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0001510/08/2019Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
17-0320207/12/2018Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
16-0207805/19/2017Claimant(s): William Leven
Claimant Lawyers(s): Scott Rahn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Katie M. Kimbrell
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
16-0285802/21/2017Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott Rahn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
14-0356902/16/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Scott Rahn
Respondent Lawyers(s): Stephen E. Csajaghy
Arbitrator(s): Robert M. Stein, Kevin I. Patrick, Al Van Kampen
Hearing Site: Seattle, WA
15-0128301/19/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehfeld
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
15-0128501/19/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
15-0137612/02/2015Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott Rahn
Respondent(s): Robert Berra
Respondent Lawyers(s): Robert Berra
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Expungement
14-0281303/12/2015Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott Rahn
Respondent(s): F. Carter Newton
Respondent Lawyers(s): F. Carter Newton
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
Expungement

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