FINRA Awards for Fidelity Brokerage Services LLC

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Displaying 81-85 out of 85 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-01621	04/24/2009	Claimant(s): Richard Soucy Claimant Lawyers(s): Richard K Soucy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Julie C. Webb Arbitrator(s): Eugene Tenenbaum, Elizabeth K. Norsworthy, Philip S. Wellman Hearing Site: Manchester, NH
08-01679	03/24/2009	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): John O. Lukanski Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker Hearing Site: New York, NY
08-01218	12/18/2008	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund Hearing Site: New York, NY
06-04502	07/01/2008	Claimant(s): Janet MacLean Claimant Lawyers(s): Paul M. Glickman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Matthew C. Applebaum Arbitrator(s): Mary C. Kelleher Hearing Site: Boston, MA
07-02952	12/06/2007	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Brian I. Hays Respondent(s): Thomas Vance Respondent Lawyers(s): Thomas K. Vance Arbitrator(s): Laurie J. Butler Hearing Site: Los Angeles, CA