Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00554 | 05/12/2016 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Wells Fargo Advisors, David Kinnear Respondent Lawyers(s): Gary I. Blackman Arbitrator(s): G. Gale Roberson, Robert J. Larson, Rody P. Biggert Hearing Site: Chicago, IL | ||
| 12-00511 | 04/16/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Gerry Giurato Respondent(s): Paul Renard Respondent Lawyers(s): Steve Ferris Arbitrator(s): G. Gale Roberson, Donald V. Anderson, Donald E. Sorensen Hearing Site: Milwaukee, WI | ||
| 07-01620 | 03/24/2008 | Claimant(s): Almax Investments LLC Claimant Lawyers(s): Stephen P. Bedell Respondent(s): Michael Moore, Sarah Moore, EROOM Securities LLC Respondent Lawyers(s): Jennifer Zordani Arbitrator(s): G. Gale Roberson, Mark E. Larson, James Michael Bailey Hearing Site: Chicago, IL |