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FINRA Awards for G. Gale Roberson

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0069203/17/2016Claimant(s): Yaser Moustafa
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Romano Brothers And Company
Respondent Lawyers(s): William B. Berndt
Arbitrator(s): Thomas F. Mahoney, G. Gale Roberson, Daniel R. Formeller
Hearing Site: Chicago, IL
Checkmark Icon$155,000
13-0018802/21/2014Claimant(s): Ghaleb Azroui
Claimant Lawyers(s): Ghaleb K Azroui
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): John E. Parkes, G. Gale Roberson, Jerome F. Crotty
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0018408/23/2013Claimant(s): Joseph Churchill
Claimant Lawyers(s): Guy K. Fish
Respondent(s): Patrick O'Brien, B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): G. Gale Roberson, Jerry D. Mc Cormack, Robert Biondi
Hearing Site: Milwaukee, WI
Checkmark Icon$0
08-0407106/09/2009Claimant(s): Kathleen Bronkalla
Claimant Lawyers(s): Kathleen Bronkalla
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer
Hearing Site: Chicago, IL
Checkmark Icon$0
07-0340102/19/2009Claimant(s): Jane Buschkopf, Jeanne McFadden, Kenneth Graff, Mary Buschkopf, Mary Jo Graff
Claimant Lawyers(s): John S. Chapman
Respondent(s): Stanley Klimek, Capital Securities Investments Corp.
Respondent Lawyers(s): Paul M. Weltlich
Arbitrator(s): G. Gale Roberson, Jerome Stern, Shelby Webb
Hearing Site: Chicago, IL
Checkmark Icon$0

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