FINRA Awards for Jeffrey M. Csercsevits

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Displaying 11-20 out of 23 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02440	07/08/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Britt Lachemann Respondent Lawyers(s): Britt Michael Lachemann Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
13-01124	02/21/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Jason Buscaglia Respondent Lawyers(s): Jason Robert Buscaglia Arbitrator(s): Charles Kleinbaum Hearing Site: New York, NY
12-02275	12/05/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance, In Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Robert Moore Respondent Lawyers(s): Robert H. Moore Arbitrator(s): Nancy Kramer Hearing Site: New York, NY
12-03498	06/07/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Mark Wood Respondent Lawyers(s): Mark Stephen Wood Arbitrator(s): R. Phillip Reed Hearing Site: Kansas City, MO
12-01551	11/27/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Nathan Carvalho Respondent Lawyers(s): Nathan A Carvalho Arbitrator(s): Richard J. Grahn Hearing Site: Providence, RI
12-01834	11/16/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Steven Castro Respondent Lawyers(s): Steven Brian Castro Arbitrator(s): Robert S. McConnell Hearing Site: Phoenix, AZ
10-05794	03/21/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Haorong Huang Respondent Lawyers(s): Haorong Huang Arbitrator(s): Barry S. Jacobson Hearing Site: New York, NY
10-04058	12/07/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Craig Isaacson Respondent Lawyers(s): Craig E. Isaacson Arbitrator(s): Lester Friedman Hearing Site: San Francisco, CA
10-01130	08/05/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Vincent Ross Respondent Lawyers(s): Vincent Ross Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk Hearing Site: Pittsburgh, PA
10-01913	03/04/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Vincent Donohue Respondent Lawyers(s): Vincent John Donohue Arbitrator(s): Michelle Jacobowitz Gallagher Hearing Site: Newark, NJ