FINRA Awards for Thomas K. Anderson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-19 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02036	12/07/2020	Claimant(s): Francis Clement Claimant Lawyers(s): Francis James Clement Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Kathleen Hoey Gorr, Corinne A. Cox, Clifford C. Rohde Hearing Site: Rochester, NY
20-01197	11/18/2020	Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Josian Antoine Hearing Site: New York, NY
19-01592	07/29/2020	Claimant(s): Brian Btesh Claimant Lawyers(s): Frances Menzer Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): James M. Scutti Hearing Site: Boca Raton, FL
19-03695	07/28/2020	Claimant(s): Timothy McGrath Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL
19-01623	04/24/2020	Claimant(s): Eric Raether Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI
19-02398	02/26/2020	Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ
18-00933	11/28/2018	Claimant(s): William Byron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
18-00923	09/17/2018	Claimant(s): Michael Halloran Claimant Lawyers(s): Michael P. Tomlinson Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Richard R. Logsdon Hearing Site: Jacksonville, FL
17-03356	07/09/2018	Claimant(s): Randall Lehman Claimant Lawyers(s): Owen Harnett Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Indianapolis, IN