Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02001 | 12/28/2018 | Claimant(s): Sarah Carlson Claimant Lawyers(s): David John Freniere Respondent(s): Todd Koyama Respondent Lawyers(s): Jeremy Hyndman Arbitrator(s): John A. Bender, G. E. Craig Doupe, Charles Scott McClellan Hearing Site: Seattle, WA | ||
| 13-00154 | 08/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): David Lee Respondent(s): Respondent Lawyers(s): Arbitrator(s): G. E. Craig Doupe, Frederick B. Mueller, Peter R. Day Hearing Site: Seattle, WA | ||
| 13-01921 | 12/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Peter Yao Respondent Lawyers(s): Peter Yao Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA | ||
| 13-01076 | 09/16/2013 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): Richard Borish Respondent Lawyers(s): Richard E. Borish Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA | ||
| 12-04086 | 05/16/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Scott Rahn Respondent Lawyers(s): James A. McPhee Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA | ||
| 10-02609 | 08/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): David Feller, Ian Kerrigan, Michael McNeil Respondent Lawyers(s): John A. Bender, Mitchell J. Albert Arbitrator(s): G. E. Craig Doupe, Richard L. Warner, Peter L. Sill Hearing Site: Seattle, WA | ||
| 10-03023 | 01/19/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Paul T. Cahill Respondent(s): Ronald Hyde Respondent Lawyers(s): Ronald M. Hyde Arbitrator(s): G. E. Craig Doupe Hearing Site: Portland, OR | ||
| 10-01749 | 08/17/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Ronald Barton Respondent Lawyers(s): Fredrick D. Huebner Arbitrator(s): Robert E. Meston, G. E. Craig Doupe, Lisa E. Schuchman Hearing Site: Seattle, WA | ||
| 10-04180 | 02/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Steven Hering Respondent Lawyers(s): Steven J Hering Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA | ||
| 10-00688 | 07/12/2010 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David S. Markun Respondent(s): Jeffrey Hollingsworth Respondent Lawyers(s): Jeffrey Scott Hollingsworth Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA |