Potomac Analytics' Logo

FINRA Awards for James M. Rhodes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0047207/07/2015Claimant(s): Kathleen Olivari
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Faye Riva Cohen, James M. Rhodes, Laura A. Kaster
Hearing Site: Philadelphia, PA
13-0203506/17/2015Claimant(s): Julia Numair
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Mary A. Dubas, James M. Rhodes, David J. Weisenfeld
Hearing Site: New York, NY
14-0076705/19/2015Claimant(s): Michael Cioffi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Roger J. Hawke, Howard J. Stiefel, James M. Rhodes
Hearing Site: New York, NY
14-0058610/03/2014Claimant(s): Bill Tsevdos
Claimant Lawyers(s): Bill S. Tsevdos
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Robert A. Kaiser
Arbitrator(s): James M. Rhodes, Alan Gradzki, Robert Elliot Harrison
Hearing Site: New York, NY
12-0032701/30/2013Claimant(s): Craig Meisner, David Taylor, Ravi Nursey, Thomas Roth, Timothy Madigan, Vincent Parisot
Claimant Lawyers(s): James M. Griffin
Respondent(s): Commerz Markets LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, James M. Rhodes
Hearing Site: New York, NY

25 Results

Display: