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FINRA Awards for Barth Satuloff

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0358105/15/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Rosen
Respondent Lawyers(s): Richard Lawrence Rosen
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
12-0264603/07/2013Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz
Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff
Hearing Site: San Juan, PR
Expungement
09-0510809/29/2010Claimant(s): Wells Fargo Advisors, fka Wachovia
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Ivan Pulido
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman
Hearing Site: Miami, FL

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