| 23-00930 | 03/01/2024 | Claimant(s): David Rojas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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| 22-02617 | 11/24/2023 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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| 23-00248 | 07/19/2023 | Claimant(s): Karlamary Aleman Aponte
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez-Morales
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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| 22-01600 | 05/19/2023 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Roberto Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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| 19-01666 | 11/22/2019 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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| 19-00384 | 08/15/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
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| 19-00894 | 07/12/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Lauren R. Whetstone
Respondent(s): Steven Rodman
Respondent Lawyers(s): Steven Andrew Rodman
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
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| 15-02998 | 12/24/2018 | Claimant(s): Guillermo Machuca
Claimant Lawyers(s): Enrique J. Mendoza Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Barth Satuloff, Oscar Enrique Cullen, Zelma B. Davila
Hearing Site: San Juan, PR
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| 14-03740 | 10/13/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jared Perez
Respondent(s): Reuven Blank
Respondent Lawyers(s): Reuven Blank
Arbitrator(s): Gary M. Landau, Barth Satuloff, Richard H. Schneider
Hearing Site: Boca Raton, FL
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| 15-02876 | 08/09/2016 | Claimant(s): Henry Boyce III
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Barth Satuloff, Thomas W. Allen, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
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