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FINRA Awards for Laura T. Ruiz Rivera

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0266808/11/2022Claimant(s): Jeannan Brewer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
21-0266307/20/2022Claimant(s): Daniel Mercer
Claimant Lawyers(s): Daniel Aaron Mercer
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Stephen T. Johnson, Brian James Tagtmeier, Katherine Parsley
Hearing Site: Houston, TX
21-0254607/14/2022Claimant(s): Jeannan Brewer, John Brewer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
20-0256812/23/2020Claimant(s): Beatriz Vida
Claimant Lawyers(s): Laura T. Ruiz Rivera
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
18-0175710/10/2018Claimant(s): Edgardo Ferrer
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR

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