FINRA Awards for Leah A. Murray

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01997	10/07/2013	Claimant(s): Matthew Plymell Claimant Lawyers(s): Mary E. Hodges Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gardiner B. Davis Arbitrator(s): Leah A. Murray, Stuart D. Summers, David Brian Cohen Hearing Site: St. Louis, MO
10-01519	10/30/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Diane C. Fischer Respondent(s): Erik Littlejohn Respondent Lawyers(s): Cynthia R. Levin Moulton Arbitrator(s): Leah A. Murray, R. Lee Britton Jr., Ross D. Friend Hearing Site: Houston, TX
10-02108	10/28/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Michael Shaw Respondent Lawyers(s): Michael Shaw Arbitrator(s): Leah A. Murray Hearing Site: Dallas, TX
09-04748	08/27/2010	Claimant(s): James Riley Claimant Lawyers(s): James P. McCrocklin Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Russell S. Sayre Arbitrator(s): Leah A. Murray Hearing Site: Louisville, KY
08-00693	10/20/2009	Claimant(s): Tara Gutierrez-Maddi Claimant Lawyers(s): Kirk D. Holman Respondent(s): Brian Wall, A.G. Edwards & Sons. Respondent Lawyers(s): Christi Hilker Vaglio, Jeffrey Hanslick Arbitrator(s): Leah A. Murray, Michael D. Fitzgerald, Gerald Francis Lamberti Hearing Site: Kansas City, MO