FINRA Awards for Tammie L. Rattray

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02622	05/16/2019	Claimant(s): Brent Western Claimant Lawyers(s): Joshua B. Kons Respondent(s): Raymond James Financial Services., Raymond, James & Associates. Respondent Lawyers(s): Tammie L. Rattray Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder Hearing Site: Tampa, FL
16-03101	02/12/2018	Claimant(s): Raniero Gimeno Claimant Lawyers(s): Robert Savage Respondent(s): Eagle Asset Management., Eagle Fund Distributors. Respondent Lawyers(s): Tammie L. Rattray Arbitrator(s): Maurice M. Feller, Nicholas G. Dukas, James Mathieu Hearing Site: Tampa, FL
15-01956	08/19/2016	Claimant(s): David George Claimant Lawyers(s): Robert Savage Respondent(s): Eagle Asset Management. CRD 110653, Eagle Fund Distributors. Respondent Lawyers(s): Tammie L. Rattray Arbitrator(s): Langfred W. White, Thomas Roe Oldt, Rochelle Friedman Walk Hearing Site: Tampa, FL
13-02527	01/29/2015	Claimant(s): Arthur Caporale Claimant Lawyers(s): Nancy L. Cavey Respondent(s): Raymond James & Associates. Respondent Lawyers(s): Tammie L. Rattray Arbitrator(s): Maurice M. Feller, Pamela S. Townsend, Alfred Brunette Hearing Site: Tampa, FL