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FINRA Awards for Eagle Asset Management.

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0310102/12/2018Claimant(s): Raniero Gimeno
Claimant Lawyers(s): Robert Savage
Respondent(s): Eagle Asset Management., Eagle Fund Distributors.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Maurice M. Feller, Nicholas G. Dukas, James Mathieu
Hearing Site: Tampa, FL

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