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FINRA Awards for Jorge Carreras

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0072911/03/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Matthew Behncke
Arbitrator(s): Anna M. Fanelli, Charles R. Morrison, James Stanley Kozera
Hearing Site: New York, NY
11-0340702/21/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): John K. Wells
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Jacob W. Buchdahl
Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY

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