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FINRA Awards for Fred Shinagel

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0535505/14/2013Claimant(s): Claire Gruppo, Hugh Levey, Gruppo, Levey & Co.
Claimant Lawyers(s): Lawrence Hirsh
Respondent(s): Marino Marin
Respondent Lawyers(s): Eric R. Stern
Arbitrator(s): Fred Shinagel, Richard B. Dannenberg, Andrew J. Gerber
Hearing Site: New York, NY
11-0031104/16/2012Claimant(s): Shearman, Ralston Inc.
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): John B. Morgan, Fred Shinagel, Anthony Charles Ginetto
Hearing Site: New York, NY
09-0029308/13/2009Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
07-0142102/11/2009Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY

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